SEC FORM 13F-HR
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete.
|
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
|
OMB APPROVAL |
OMB Number: | 3235-0006 |
Expires: | Oct 31, 2018 |
Estimated average burden |
hours per response: | 23.8 |
|
|
Report for the Calendar Year or Quarter Ended: | 12-31-2017 |
Check here if Amendment | | Amendment Number: |
This Amendment (Check only one.): | | is a restatement. |
| | adds new holdings entries. |
Institutional Investment Manager Filing this Report: |
Name: | Loews Corp |
Address: | 667 Madison Ave |
|
| New York,
NY
10065-8087 |
Form 13F File Number: | 028-00217 |
The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager: |
Name: | Marc Alpert |
Title: | Senior Vice President & General Counsel |
Phone: | 212-521-2923 |
Signature, Place, and Date of Signing: |
/s/ Marc Alpert | New York,
NY | 02-13-2018 |
[Signature] | [City, State] | [Date] |
Loews Corporation (Loews), by virtue of its approximately 89% ownership of voting securities of CNA Financial Corporation whose business address is 333 South Wabash Avenue, Chicago, Illinois 60604 (CNA), may be deemed to have investment discretion regarding certain securities (the CNA Securities) as to which investment discretion is deemed to be exercised by CNA. CNA is reporting on behalf of Loews regarding the CNA Securities. |
Report Type (Check only one.): |
| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |
| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |
X | 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) |
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.] |
| | Form 13F File Number | Name |
| 28-346 | CNA Financial Corporation |
Form 13F Summary Page |
| Report Summary: |
| Number of Other Included Managers: | 1 | | |
| Form 13F Information Table Entry Total: | 161 |
| Form 13F Information Table Value Total: | 16,529,752 |
| (thousands) |
|
List of Other Included Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this report is filed, other than the
manager filing this report. |
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.] |
| No. | Form 13F File Number | Name |
| 1 | 28-15068 | Loews MIP, Inc. |
SEC FORM 13-F Information Table
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete.
|
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: | 3235-0006 |
Expires: | Oct 31, 2018 |
Estimated average burden |
hours per response: | 23.8 |
|
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVANCE AUTO PARTS INC | Common | 00751Y106 | 10,966 | 110,000 | SH | | SOLE | | 110,000 | 0 | 0 |
AERCAP HOLDINGS NV | Common | N00985106 | 15,783 | 300,000 | SH | | SOLE | | 300,000 | 0 | 0 |
AETNA INC | Common | 00817Y108 | 28,069 | 155,600 | SH | | SOLE | | 155,600 | 0 | 0 |
AKAMAI TECHNOLOGIES INC | Common | 00971T951 | 2,602 | 40,000 | SH | Put | SOLE | | 40,000 | 0 | 0 |
ALAMOS GOLD INC-CLASS A | Common | 011532108 | 7,090 | 1,088,918 | SH | | SOLE | | 1,088,918 | 0 | 0 |
ALIO GOLD INC | Common | 01627X108 | 480 | 130,891 | SH | | SOLE | | 130,891 | 0 | 0 |
ALPHABET INC-CL C | Common | 02079K107 | 576 | 550 | SH | | SOLE | | 550 | 0 | 0 |
AMERICAN AIRLINES GROUP INC | Common | 02376R102 | 682 | 13,100 | SH | | SOLE | | 13,100 | 0 | 0 |
AMERICAN AIRLINES GROUP INC | Common | 02376R952 | 6,244 | 120,000 | SH | Put | SOLE | | 120,000 | 0 | 0 |
AMERICAN INTERNATIONAL GROUP | Common | 026874784 | 973 | 16,332 | SH | | SOLE | | 16,332 | 0 | 0 |
AMERICAN INTERNATIONAL GROUP | Common | 026874954 | 2,979 | 50,000 | SH | Put | SOLE | | 50,000 | 0 | 0 |
ANALOG DEVICES INC | Common | 032654105 | 490 | 5,500 | SH | | SOLE | | 5,500 | 0 | 0 |
ANTHEM INC | Common | 036752103 | 3,848 | 17,100 | SH | | SOLE | | 17,100 | 0 | 0 |
APTIV PLC | Common | G6095L959 | 6,786 | 80,000 | SH | Put | SOLE | | 80,000 | 0 | 0 |
ASANKO GOLD INC | Common | 04341Y105 | 1,754 | 2,478,379 | SH | | SOLE | | 2,478,379 | 0 | 0 |
ATHENE HOLDING LTD-CLASS A | Common | G0684D107 | 310 | 6,000 | SH | | SOLE | | 6,000 | 0 | 0 |
AUTOMATIC DATA PROCESSING | Common | 053015953 | 7,031 | 60,000 | SH | Put | SOLE | | 60,000 | 0 | 0 |
AVNET INC | Common | 053807103 | 372 | 9,401 | SH | | SOLE | | 9,401 | 0 | 0 |
AXALTA COATING SYSTEMS LTD | Common | G0750c108 | 8,090 | 250,000 | SH | | SOLE | | 250,000 | 0 | 0 |
BANK OF AMERICA CORP | Common | 060505104 | 4,825 | 163,448 | SH | | SOLE | | 163,448 | 0 | 0 |
BANK OF AMERICA CORP | Warrant | 060505153 | 3,690 | 125,000 | SH | | SOLE | | 125,000 | 0 | 0 |
BANK OF NEW YORK MELLON CORP | Common | 064058950 | 5,386 | 100,000 | SH | Put | SOLE | | 100,000 | 0 | 0 |
BARRICK GOLD CORP | Common | 067901108 | 3,155 | 218,005 | SH | | SOLE | | 218,005 | 0 | 0 |
BARRICK GOLD CORP | Common | 067901908 | 7,235 | 500,000 | SH | Call | SOLE | | 500,000 | 0 | 0 |
BARRICK GOLD CORP | Common | 067901958 | 7,235 | 500,000 | SH | Put | SOLE | | 500,000 | 0 | 0 |
BP PLC-SPONS ADR | Common | 055622104 | 238 | 5,665 | SH | | SOLE | | 5,665 | 0 | 0 |
BRISTOL-MYERS SQUIBB CO | Common | 110122958 | 3,677 | 60,000 | SH | Put | SOLE | | 60,000 | 0 | 0 |
BROOKDALE SENIOR LIVING INC | Common | 112463104 | 473 | 48,765 | SH | | SOLE | | 48,765 | 0 | 0 |
BWP COMMON UNITS | Common | 096627104 | 1,621,317 | 125,586,133 | SH | | SOLE | | 125,586,133 | 0 | 0 |
CABOT OIL & GAS CORP | Common | 127097103 | 320 | 11,200 | SH | | SOLE | | 11,200 | 0 | 0 |
CALATLANTIC GROUP INC | Common | 128195104 | 389 | 6,900 | SH | | SOLE | | 6,900 | 0 | 0 |
CAPITAL ONE FINANCIAL CORP | Common | 14040H105 | 336 | 3,370 | SH | | SOLE | | 3,370 | 0 | 0 |
CARMAX INC | Common | 143130952 | 7,696 | 120,000 | SH | Put | SOLE | | 120,000 | 0 | 0 |
CENOVUS ENERGY INC | Common | 15135U109 | 195 | 21,382 | SH | | SOLE | | 21,382 | 0 | 0 |
CISCO SYSTEMS INC | Common | 17275R102 | 20,299 | 530,000 | SH | | SOLE | | 530,000 | 0 | 0 |
CITIGROUP INC | Common | 172967424 | 1,507 | 20,251 | SH | | SOLE | | 20,251 | 0 | 0 |
CITIZENS FINANCIAL GROUP | Common | 174610105 | 5,248 | 125,000 | SH | | SOLE | | 125,000 | 0 | 0 |
CLOUD PEAK ENERGY INC | Common | 18911Q102 | 5,340 | 1,200,000 | SH | | SOLE | | 1,200,000 | 0 | 0 |
CNA FINANCIAL CORP | Common | 126117100 | 12,872,570 | 242,649,773 | SH | | SOLE | | 242,649,773 | 0 | 0 |
CNO FINANCIAL GROUP INC | Common | 12621E103 | 309 | 12,525 | SH | | SOLE | | 12,525 | 0 | 0 |
COGNIZANT TECH SOLUTIONS-A | Common | 192446102 | 354 | 4,990 | SH | | SOLE | | 4,990 | 0 | 0 |
COMCAST CORP-CLASS A | Common | 20030N101 | 280 | 7,000 | SH | | SOLE | | 7,000 | 0 | 0 |
COMSTOCK MINING INC | Common | 205750201 | 86 | 219,356 | SH | | SOLE | | 219,356 | 0 | 0 |
COMTECH TELECOMMUNICATIONS | Common | 205826209 | 468 | 21,165 | SH | | SOLE | | 21,165 | 0 | 0 |
CONSTELLATION BRANDS INC-A | Common | 21036P958 | 9,143 | 40,000 | SH | Put | SOLE | | 40,000 | 0 | 0 |
COVANTA HOLDING CORP | Common | 22282E102 | 1,193 | 70,607 | SH | | SOLE | | 70,607 | 0 | 0 |
CSX CORP | Common | 126408103 | 440 | 8,000 | SH | | SOLE | | 8,000 | 0 | 0 |
DELTA AIR LINES INC | Common | 247361702 | 813 | 14,510 | SH | | SOLE | | 14,510 | 0 | 0 |
DIAMOND OFFSHORE DRILLING | Common | 25271C102 | 1,359,283 | 73,119,047 | SH | | SOLE | | 73,119,047 | 0 | 0 |
DOVER CORP | Common | 260003108 | 314 | 3,105 | SH | | SOLE | | 3,105 | 0 | 0 |
DOWDUPONT INC | Common | 26078J100 | 6,154 | 86,415 | SH | | SOLE | | 86,415 | 0 | 0 |
EATON CORP PLC | Common | G29183103 | 339 | 4,293 | SH | | SOLE | | 4,293 | 0 | 0 |
ELI LILLY & CO | Common | 532457958 | 5,068 | 60,000 | SH | Put | SOLE | | 60,000 | 0 | 0 |
ENSCO PLC-CL A | Common | G3157S106 | 74 | 12,505 | SH | | SOLE | | 12,505 | 0 | 0 |
EOG RESOURCES INC | Common | 26875P101 | 345 | 3,200 | SH | | SOLE | | 3,200 | 0 | 0 |
ESSENDANT INC | Common | 296689102 | 94 | 10,179 | SH | | SOLE | | 10,179 | 0 | 0 |
EXPRESS SCRIPTS HOLDING CO | Common | 30219G108 | 3,192 | 42,763 | SH | | SOLE | | 42,763 | 0 | 0 |
EZCORP INC-CL A | Common | 302301106 | 212 | 17,356 | SH | | SOLE | | 17,356 | 0 | 0 |
FEDEX CORP | Common | 31428X106 | 886 | 3,550 | SH | | SOLE | | 3,550 | 0 | 0 |
FIRST CITIZENS BCSHS -CL A | Common | 31946M103 | 278 | 690 | SH | | SOLE | | 690 | 0 | 0 |
FIRST HORIZON NATIONAL CORP | Common | 320517105 | 357 | 17,873 | SH | | SOLE | | 17,873 | 0 | 0 |
FORD MOTOR CO | Common | 345370860 | 303 | 24,265 | SH | | SOLE | | 24,265 | 0 | 0 |
FRANKLIN RESOURCES INC | Common | 354613101 | 281 | 6,486 | SH | | SOLE | | 6,486 | 0 | 0 |
FUELCELL ENERGY INC | Common | 35952H502 | 89 | 52,535 | SH | | SOLE | | 52,535 | 0 | 0 |
GENERAL ELECTRIC CO | Common | 369604103 | 52,350 | 3,000,000 | SH | | SOLE | | 3,000,000 | 0 | 0 |
GENERAL MOTORS CO. | Common | 37045V100 | 9,398 | 229,283 | SH | | SOLE | | 229,283 | 0 | 0 |
GENERAL MOTORS CO. | Common | 37045V950 | 4,099 | 100,000 | SH | Put | SOLE | | 100,000 | 0 | 0 |
GOLAR LNG LTD | Common | G9456A100 | 761 | 25,530 | SH | | SOLE | | 25,530 | 0 | 0 |
GOLDCORP INC | Common | 380956409 | 1,277 | 100,000 | SH | | SOLE | | 100,000 | 0 | 0 |
GOLDMAN SACHS GROUP INC | Common | 38141G104 | 642 | 2,519 | SH | | SOLE | | 2,519 | 0 | 0 |
GOVERNMENT PROPERTIES INCOME | Common | 38376A103 | 208 | 11,226 | SH | | SOLE | | 11,226 | 0 | 0 |
GRANITE REAL ESTATE INVESTMENT | Common | 387437114 | 252 | 6,445 | SH | | SOLE | | 6,445 | 0 | 0 |
HALLIBURTON CO | Common | 406216951 | 4,887 | 100,000 | SH | Put | SOLE | | 100,000 | 0 | 0 |
HAYMAKER ACQUISITION CORP | Common | 420870206 | 9,900 | 1,000,000 | SH | | SOLE | | 1,000,000 | 0 | 0 |
HCA HEALTHCARE INC | Common | 40412C101 | 17,568 | 200,000 | SH | | SOLE | | 200,000 | 0 | 0 |
HCA HEALTHCARE INC | Common | 40412C951 | 13,176 | 150,000 | SH | Put | SOLE | | 150,000 | 0 | 0 |
HD SUPPLY HOLDINGS INC | Common | 40416M105 | 280 | 7,000 | SH | | SOLE | | 7,000 | 0 | 0 |
HERTZ GLOBAL HOLDINGS INC | Common | 42806J106 | 25,415 | 1,150,000 | SH | | SOLE | | 1,150,000 | 0 | 0 |
HESS CORP | Common | 42809H107 | 700 | 14,749 | SH | | SOLE | | 14,749 | 0 | 0 |
HEWLETT PACKARD ENTERPRISE | Common | 42824C109 | 9,142 | 636,598 | SH | | SOLE | | 636,598 | 0 | 0 |
ILLUMINA INC | Common | 452327959 | 4,370 | 20,000 | SH | Put | SOLE | | 20,000 | 0 | 0 |
INFINERA CORP | Common | 45667G103 | 3,085 | 487,300 | SH | | SOLE | | 487,300 | 0 | 0 |
INFINERA CORP | Common | 45667G953 | 1,203 | 190,000 | SH | Put | SOLE | | 190,000 | 0 | 0 |
INNOSPEC INC | Common | 45768S105 | 392 | 5,550 | SH | | SOLE | | 5,550 | 0 | 0 |
JELD-WEN HOLDING INC | Common | 47580P103 | 310 | 7,875 | SH | | SOLE | | 7,875 | 0 | 0 |
JPMORGAN CHASE & CO | Common | 46625H100 | 1,230 | 11,506 | SH | | SOLE | | 11,506 | 0 | 0 |
KBR INC | Common | 48242W106 | 507 | 25,547 | SH | | SOLE | | 25,547 | 0 | 0 |
LAUREATE EDUCATION INC-A | Common | 518613203 | 4,746 | 350,000 | SH | | SOLE | | 350,000 | 0 | 0 |
LINCOLN NATIONAL CORP | Common | 534187109 | 1,038 | 13,500 | SH | | SOLE | | 13,500 | 0 | 0 |
LKQ CORP | Common | 501889208 | 15,658 | 385,000 | SH | | SOLE | | 385,000 | 0 | 0 |
LOWE'S COS INC | Common | 548661957 | 9,294 | 100,000 | SH | Put | SOLE | | 100,000 | 0 | 0 |
LYONDELLBASELL INDU-CL A | Common | N53745100 | 8,097 | 73,400 | SH | | SOLE | | 73,400 | 0 | 0 |
LYONDELLBASELL INDU-CL A | Common | N53745950 | 7,722 | 70,000 | SH | Put | SOLE | | 70,000 | 0 | 0 |
MACY'S INC | Common | 55616P954 | 1,008 | 40,000 | SH | Put | SOLE | | 40,000 | 0 | 0 |
MAG SILVER CORP | Common | 55903Q104 | 1,964 | 159,203 | SH | | SOLE | | 159,203 | 0 | 0 |
MARATHON PETROLEUM CORP | Common | 56585A102 | 15,924 | 241,350 | SH | | SOLE | | 241,350 | 0 | 0 |
MCKESSON CORP | Common | 58155Q103 | 286 | 1,832 | SH | | SOLE | | 1,832 | 0 | 0 |
METLIFE INC | Common | 59156R108 | 229 | 4,525 | SH | | SOLE | | 4,525 | 0 | 0 |
MICROSOFT CORP | Common | 594918104 | 10,350 | 121,000 | SH | | SOLE | | 121,000 | 0 | 0 |
MORGAN STANLEY | Common | 617446448 | 336 | 6,395 | SH | | SOLE | | 6,395 | 0 | 0 |
MTS SYSTEMS CORP | Common | 553777103 | 9,887 | 184,124 | SH | | SOLE | | 184,124 | 0 | 0 |
MURPHY OIL CORP | Common | 626717102 | 288 | 9,265 | SH | | SOLE | | 9,265 | 0 | 0 |
MYERS INDUSTRIES INC | Common | 628464109 | 6,166 | 316,228 | SH | | SOLE | | 316,228 | 0 | 0 |
MYLAN NV | Common | N59465109 | 372 | 8,783 | SH | | SOLE | | 8,783 | 0 | 0 |
NORTHERN TRUST CORP | Common | 665859104 | 1,998 | 20,000 | SH | | SOLE | | 20,000 | 0 | 0 |
NORTHERN TRUST CORP | Common | 665859954 | 5,993 | 60,000 | SH | Put | SOLE | | 60,000 | 0 | 0 |
NOVAGOLD RESOURCES INC | Common | 66987E206 | 84 | 21,371 | SH | | SOLE | | 21,371 | 0 | 0 |
NXP SEMICONDUCTORS NV | Common | N6596X109 | 355 | 3,035 | SH | | SOLE | | 3,035 | 0 | 0 |
OCCIDENTAL PETROLEUM CORP | Common | 674599105 | 222 | 3,008 | SH | | SOLE | | 3,008 | 0 | 0 |
OMNICOM GROUP | Common | 681919106 | 340 | 4,667 | SH | | SOLE | | 4,667 | 0 | 0 |
ORACLE CORP | Common | 68389X105 | 1,192 | 25,212 | SH | | SOLE | | 25,212 | 0 | 0 |
PAN AMERICAN SILVER CORP | Common | 697900108 | 210 | 13,486 | SH | | SOLE | | 13,486 | 0 | 0 |
PFIZER INC | Common | 717081103 | 10,125 | 279,547 | SH | | SOLE | | 279,547 | 0 | 0 |
PFIZER INC | Common | 717081953 | 3,622 | 100,000 | SH | Put | SOLE | | 100,000 | 0 | 0 |
PITNEY BOWES INC | Common | 724479100 | 291 | 26,060 | SH | | SOLE | | 26,060 | 0 | 0 |
PNC FINANCIAL SERVICES GROUP | Common | 693475955 | 4,329 | 30,000 | SH | Put | SOLE | | 30,000 | 0 | 0 |
PRETIUM RESOURCES INC | Common | 74139C102 | 10,403 | 912,540 | SH | | SOLE | | 912,540 | 0 | 0 |
PROCTER & GAMBLE CO/THE | Common | 742718959 | 3,675 | 40,000 | SH | Put | SOLE | | 40,000 | 0 | 0 |
REALOGY HOLDINGS CORP | Common | 75605Y106 | 4,333 | 163,500 | SH | | SOLE | | 163,500 | 0 | 0 |
REALOGY HOLDINGS CORP | Common | 75605Y956 | 3,180 | 120,000 | SH | Put | SOLE | | 120,000 | 0 | 0 |
ROYAL DUTCH SHELL-SPON ADR-A | Common | 780259206 | 400 | 5,991 | SH | | SOLE | | 5,991 | 0 | 0 |
RYDER SYSTEM INC | Common | 783549108 | 210 | 2,495 | SH | | SOLE | | 2,495 | 0 | 0 |
SCHWAB CHARLES CORP | Common | 808513955 | 7,706 | 150,000 | SH | Put | SOLE | | 150,000 | 0 | 0 |
SCOTTS MIRACLE-GRO CO | Common | 810186106 | 1,926 | 18,000 | SH | | SOLE | | 18,000 | 0 | 0 |
SITEONE LANDSCAPE SUPPLY INC | Common | 82982L103 | 5,753 | 75,000 | SH | | SOLE | | 75,000 | 0 | 0 |
SNAP INC - A | Common | 83304A956 | 2,922 | 200,000 | SH | Put | SOLE | | 200,000 | 0 | 0 |
SOTHEBY'S | Common | 835898957 | 5,160 | 100,000 | SH | Put | SOLE | | 100,000 | 0 | 0 |
SPDR S&P 500 ETF TRUST | Common | 78462F103 | 31,223 | 117,000 | SH | | SOLE | | 117,000 | 0 | 0 |
SSR MINING INC | Common | 784730103 | 7,073 | 804,644 | SH | | SOLE | | 804,644 | 0 | 0 |
STATE STREET CORP | Common | 857477103 | 225 | 2,302 | SH | | SOLE | | 2,302 | 0 | 0 |
STATE STREET CORP | Common | 857477953 | 5,857 | 60,000 | SH | Put | SOLE | | 60,000 | 0 | 0 |
SUPERIOR ENERGY SERVICES INC | Common | 868157108 | 97 | 10,105 | SH | | SOLE | | 10,105 | 0 | 0 |
TARGET CORP | Common | 87612E956 | 3,915 | 60,000 | SH | Put | SOLE | | 60,000 | 0 | 0 |
TEAM INC | Common | 878155100 | 3,539 | 237,500 | SH | | SOLE | | 237,500 | 0 | 0 |
TECK RESOURCES LTD-CLS B | Common | 878742204 | 249 | 9,515 | SH | | SOLE | | 9,515 | 0 | 0 |
TEEKAY TANKERS LTD-CLASS A | Common | Y8565N102 | 153 | 109,307 | SH | | SOLE | | 109,307 | 0 | 0 |
TEREX CORP | Common | 880779103 | 344 | 7,124 | SH | | SOLE | | 7,124 | 0 | 0 |
TETRA TECHNOLOGIES INC | Common | 88162F105 | 45 | 10,643 | SH | | SOLE | | 10,643 | 0 | 0 |
THE WALT DISNEY CO. | Common | 254687956 | 6,451 | 60,000 | SH | Put | SOLE | | 60,000 | 0 | 0 |
TIME WARNER INC | Common | 887317303 | 298 | 3,255 | SH | | SOLE | | 3,255 | 0 | 0 |
TIME WARNER INC | Common | 887317953 | 5,488 | 60,000 | SH | Put | SOLE | | 60,000 | 0 | 0 |
TRACTOR SUPPLY COMPANY | Common | 892356956 | 5,980 | 80,000 | SH | Put | SOLE | | 80,000 | 0 | 0 |
TUPPERWARE BRANDS CORP | Common | 899896104 | 243 | 3,882 | SH | | SOLE | | 3,882 | 0 | 0 |
UBS GROUP AG-REG | Common | H42097107 | 195 | 10,625 | SH | | SOLE | | 10,625 | 0 | 0 |
UNITED RENTALS INC | Common | 911363109 | 688 | 4,000 | SH | | SOLE | | 4,000 | 0 | 0 |
VANECK VECTORS GOLD MINERS E | Common | 92189F956 | 3,486 | 150,000 | SH | Put | SOLE | | 150,000 | 0 | 0 |
VANECK VECTORS JUNIOR GOLD M | Common | 92189F951 | 3,413 | 100,000 | SH | Put | SOLE | | 100,000 | 0 | 0 |
VERISK ANALYTICS INC | Common | 92345Y106 | 7,680 | 80,000 | SH | | SOLE | | 80,000 | 0 | 0 |
VIRTUS INVESTMENT PARTNERS | Common | 92828Q109 | 424 | 3,687 | SH | | SOLE | | 3,687 | 0 | 0 |
VISTA GOLD CORP | Common | 927926303 | 2,242 | 3,203,217 | SH | | SOLE | | 3,203,217 | 0 | 0 |
VORNADO REALTY TRUST | Common | 929042109 | 286 | 3,652 | SH | | SOLE | | 3,652 | 0 | 0 |
VOYA FINANCIAL INC | Common | 929089100 | 307 | 6,204 | SH | | SOLE | | 6,204 | 0 | 0 |
WALGREENS BOOTS ALLIANCE INC | Common | 931427958 | 8,714 | 120,000 | SH | Put | SOLE | | 120,000 | 0 | 0 |
WAL-MART STORES INC | Common | 931142103 | 204 | 2,064 | SH | | SOLE | | 2,064 | 0 | 0 |
WELLS FARGO & CO | Common | 949746101 | 273 | 4,501 | SH | | SOLE | | 4,501 | 0 | 0 |
WELLS FARGO & CO | Common | 949746951 | 6,067 | 100,000 | SH | Put | SOLE | | 100,000 | 0 | 0 |
WESTERN DIGITAL CORP | Common | 958102105 | 11,094 | 139,500 | SH | | SOLE | | 139,500 | 0 | 0 |
WHIRLPOOL CORP | Common | 963320106 | 569 | 3,375 | SH | | SOLE | | 3,375 | 0 | 0 |
WILLIS TOWERS WATSON PLC | Common | G96629103 | 10,548 | 70,000 | SH | | SOLE | | 70,000 | 0 | 0 |
WPX ENERGY INC | Common | 98212B103 | 350 | 24,900 | SH | | SOLE | | 24,900 | 0 | 0 |
XYLEM INC | Common | 98419M100 | 6,479 | 95,000 | SH | | SOLE | | 95,000 | 0 | 0 |