SEC FORM 13F-HR
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete.
|
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
|
OMB APPROVAL |
OMB Number: | 3235-0006 |
Expires: | Oct 31, 2018 |
Estimated average burden |
hours per response: | 23.8 |
|
|
Report for the Calendar Year or Quarter Ended: | 03-31-2017 |
Check here if Amendment | | Amendment Number: |
This Amendment (Check only one.): | | is a restatement. |
| | adds new holdings entries. |
Institutional Investment Manager Filing this Report: |
Name: | LOEWS CORP |
Address: | 667 Madison Ave |
|
| New York,
NY
10065-8087 |
Form 13F File Number: | 028-00217 |
The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager: |
Name: | Marc Alpert |
Title: | Senior Vice President & General Counsel |
Phone: | 212-521-2923 |
Signature, Place, and Date of Signing: |
/s/ Marc Alpert | New York,
NY | 05-12-2017 |
[Signature] | [City, State] | [Date] |
Loews Corporation (Loews), by virtue of its approximately 90% ownership of voting securities of CNA Financial Corporation whose business address is 333 South Wabash Avenue, Chicago, Illinois 60604 (CNA), may be deemed to have investment discretion regarding certain securities (the CNA Securities) as to which investment discretion is deemed to be exercised by CNA. CNA is reporting on behalf of Loews regarding the CNA Securities. |
Report Type (Check only one.): |
| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |
| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |
X | 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) |
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.] |
| | Form 13F File Number | Name |
| 28-346 | CNA Financial Corporation |
Form 13F Summary Page |
| Report Summary: |
| Number of Other Included Managers: | 1 | | |
| Form 13F Information Table Entry Total: | 144 |
| Form 13F Information Table Value Total: | 14,780,202 |
| (thousands) |
|
List of Other Included Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this report is filed, other than the
manager filing this report. |
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.] |
| No. | Form 13F File Number | Name |
| 1 | 28-15068 | Loews MIP, Inc. |
SEC FORM 13-F Information Table
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete.
|
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: | 3235-0006 |
Expires: | Oct 31, 2018 |
Estimated average burden |
hours per response: | 23.8 |
|
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AERCAP HOLDINGS NV | Common | N00985106 | 17,239 | 375,000 | SH | | SOLE | | 375,000 | 0 | 0 |
AETNA INC | Common | 00817Y108 | 714 | 5,600 | SH | | SOLE | | 5,600 | 0 | 0 |
ALAMOS GOLD INC-CLASS A | Common | 011532108 | 7,329 | 913,634 | SH | | SOLE | | 913,634 | 0 | 0 |
ALPHABET INC-CL C | Common | 02079K107 | 332 | 400 | SH | | SOLE | | 400 | 0 | 0 |
AMERICAN AIRLINES GROUP INC | Common | 02376R102 | 554 | 13,100 | SH | | SOLE | | 13,100 | 0 | 0 |
AMERICAN AIRLINES GROUP INC | Common | 02376R952 | 4,230 | 100,000 | SH | Put | SOLE | | 100,000 | 0 | 0 |
AMERICAN INTERNATIONAL GROUP | Common | 026874784 | 270 | 4,332 | SH | | SOLE | | 4,332 | 0 | 0 |
AMERICAN INTERNATIONAL GROUP | Common | 026874954 | 2,497 | 40,000 | SH | Put | SOLE | | 40,000 | 0 | 0 |
ANADARKO PETROLEUM CORP | Common | 032511107 | 701 | 11,300 | SH | | SOLE | | 11,300 | 0 | 0 |
ANTHEM INC | Common | 036752103 | 9,939 | 60,100 | SH | | SOLE | | 60,100 | 0 | 0 |
ARC DOCUMENT SOLUTIONS INC | Common | 00191G103 | 41 | 11,995 | SH | | SOLE | | 11,995 | 0 | 0 |
ASANKO GOLD INC | Common | 04341Y105 | 5,751 | 2,193,787 | SH | | SOLE | | 2,193,787 | 0 | 0 |
ATHENE HOLDING LTD-CLASS A | Common | G0684D107 | 225 | 4,500 | SH | | SOLE | | 4,500 | 0 | 0 |
AVNET INC | Common | 053807103 | 334 | 7,300 | SH | | SOLE | | 7,300 | 0 | 0 |
AXALTA COATING SYSTEMS LTD | Common | G0750c108 | 17,127 | 531,900 | SH | | SOLE | | 531,900 | 0 | 0 |
BANK OF AMERICA CORP | Common | 060505104 | 317 | 13,448 | SH | | SOLE | | 13,448 | 0 | 0 |
BANK OF AMERICA CORP | Warrant | 060505153 | 2,949 | 125,000 | SH | | SOLE | | 125,000 | 0 | 0 |
BANK OF NEW YORK MELLON CORP | Common | 064058950 | 4,723 | 100,000 | SH | Put | SOLE | | 100,000 | 0 | 0 |
BARRICK GOLD CORP | Common | 067901108 | 4,092 | 215,495 | SH | | SOLE | | 215,495 | 0 | 0 |
BARRICK GOLD CORP | Common | 067901908 | 9,495 | 500,000 | SH | Call | SOLE | | 500,000 | 0 | 0 |
BARRICK GOLD CORP | Common | 067901958 | 9,495 | 500,000 | SH | Put | SOLE | | 500,000 | 0 | 0 |
BRISTOL-MYERS SQUIBB CO | Common | 110122958 | 3,263 | 60,000 | SH | Put | SOLE | | 60,000 | 0 | 0 |
BROOKDALE SENIOR LIVING INC | Common | 112463104 | 308 | 22,943 | SH | | SOLE | | 22,943 | 0 | 0 |
BWP COMMON UNITS | Common | 096627104 | 2,299,482 | 125,586,133 | SH | | SOLE | | 125,586,133 | 0 | 0 |
CALATLANTIC GROUP INC | Common | 128195104 | 487 | 13,000 | SH | | SOLE | | 13,000 | 0 | 0 |
CALPINE CORP | Common | 131347304 | 4,696 | 425,000 | SH | | SOLE | | 425,000 | 0 | 0 |
CAMECO CORP | Common | 13321L958 | 886 | 80,000 | SH | Put | SOLE | | 80,000 | 0 | 0 |
CAPITAL ONE FINANCIAL CORP | Common | 14040H105 | 257 | 2,961 | SH | | SOLE | | 2,961 | 0 | 0 |
CARMAX INC | Common | 143130102 | 5,685 | 96,000 | SH | | SOLE | | 96,000 | 0 | 0 |
CARMAX INC | Common | 143130952 | 5,922 | 100,000 | SH | Put | SOLE | | 100,000 | 0 | 0 |
CENOVUS ENERGY INC | Common | 15135U109 | 215 | 19,048 | SH | | SOLE | | 19,048 | 0 | 0 |
CIGNA CORP | Common | 125509109 | 221 | 1,509 | SH | | SOLE | | 1,509 | 0 | 0 |
CISCO SYSTEMS INC | Common | 17275R102 | 15,210 | 450,000 | SH | | SOLE | | 450,000 | 0 | 0 |
CITIGROUP INC | Common | 172967424 | 1,090 | 18,218 | SH | | SOLE | | 18,218 | 0 | 0 |
CLOUD PEAK ENERGY INC | Common | 18911Q102 | 4,809 | 1,050,000 | SH | | SOLE | | 1,050,000 | 0 | 0 |
CNA FINANCIAL CORP | Common | 126117100 | 10,717,840 | 242,649,773 | SH | | SOLE | | 242,649,773 | 0 | 0 |
CNO FINANCIAL GROUP INC | Common | 12621E103 | 318 | 15,500 | SH | | SOLE | | 15,500 | 0 | 0 |
COGNIZANT TECH SOLUTIONS-A | Common | 192446102 | 297 | 4,990 | SH | | SOLE | | 4,990 | 0 | 0 |
COMCAST CORP-CLASS A | Common | 20030N101 | 263 | 7,000 | SH | | SOLE | | 7,000 | 0 | 0 |
COMSTOCK MINING INC | Common | 205750102 | 355 | 1,584,982 | SH | | SOLE | | 1,584,982 | 0 | 0 |
COMTECH TELECOMMUNICATIONS | Common | 205826209 | 252 | 17,110 | SH | | SOLE | | 17,110 | 0 | 0 |
CONSTELLATION BRANDS INC-A | Common | 21036P958 | 6,483 | 40,000 | SH | Put | SOLE | | 40,000 | 0 | 0 |
COVANTA HOLDING CORP | Common | 22282E102 | 1,045 | 66,534 | SH | | SOLE | | 66,534 | 0 | 0 |
CSX CORP | Common | 126408103 | 372 | 8,000 | SH | | SOLE | | 8,000 | 0 | 0 |
DELTA AIR LINES INC | Common | 247361702 | 667 | 14,510 | SH | | SOLE | | 14,510 | 0 | 0 |
DEVON ENERGY CORP | Common | 25179M103 | 430 | 10,300 | SH | | SOLE | | 10,300 | 0 | 0 |
DIAMOND OFFSHORE DRILLING | Common | 25271C102 | 1,221,819 | 73,119,047 | SH | | SOLE | | 73,119,047 | 0 | 0 |
DOLLAR GENERAL CORP | Common | 256677105 | 10,460 | 150,000 | SH | | SOLE | | 150,000 | 0 | 0 |
DOVER CORP | Common | 260003108 | 237 | 2,950 | SH | | SOLE | | 2,950 | 0 | 0 |
DOW CHEMICAL CO/THE | Common | 260543103 | 408 | 6,415 | SH | | SOLE | | 6,415 | 0 | 0 |
DYNEGY INC | Common | 26817R108 | 1,100 | 140,000 | SH | | SOLE | | 140,000 | 0 | 0 |
EATON CORP PLC | Common | G29183103 | 478 | 6,440 | SH | | SOLE | | 6,440 | 0 | 0 |
ELI LILLY & CO | Common | 532457958 | 3,364 | 40,000 | SH | Put | SOLE | | 40,000 | 0 | 0 |
EOG RESOURCES INC | Common | 26875P101 | 312 | 3,200 | SH | | SOLE | | 3,200 | 0 | 0 |
EXETER RESOURCE CORP | Common | 301835104 | 7,167 | 4,148,421 | SH | | SOLE | | 4,148,421 | 0 | 0 |
EXPRESS SCRIPTS HOLDING CO | Common | 30219G108 | 33,285 | 505,000 | SH | | SOLE | | 505,000 | 0 | 0 |
EZCORP INC-CL A | Common | 302301106 | 102 | 12,491 | SH | | SOLE | | 12,491 | 0 | 0 |
FEDEX CORP | Common | 31428X106 | 693 | 3,550 | SH | | SOLE | | 3,550 | 0 | 0 |
FIRST CITIZENS BCSHS -CL A | Common | 31946M103 | 231 | 690 | SH | | SOLE | | 690 | 0 | 0 |
FIRST HORIZON NATIONAL CORP | Common | 320517105 | 284 | 15,373 | SH | | SOLE | | 15,373 | 0 | 0 |
FORD MOTOR CO | Common | 345370860 | 173 | 14,875 | SH | | SOLE | | 14,875 | 0 | 0 |
FRANKLIN RESOURCES INC | Common | 354613101 | 273 | 6,486 | SH | | SOLE | | 6,486 | 0 | 0 |
GENERAL MOTORS CO. | Common | 37045V100 | 9,023 | 255,180 | SH | | SOLE | | 255,180 | 0 | 0 |
GENERAL MOTORS CO. | Warrant | 37045V126 | 1,443 | 40,800 | SH | | SOLE | | 40,800 | 0 | 0 |
GOLAR LNG LTD | Common | G9456A100 | 292 | 10,438 | SH | | SOLE | | 10,438 | 0 | 0 |
GOLDCORP INC | Common | 380956409 | 1,459 | 100,000 | SH | | SOLE | | 100,000 | 0 | 0 |
GOLDMAN SACHS GROUP INC | Common | 38141G104 | 579 | 2,519 | SH | | SOLE | | 2,519 | 0 | 0 |
GOVERNMENT PROPERTIES INCOME | Common | 38376A103 | 241 | 11,526 | SH | | SOLE | | 11,526 | 0 | 0 |
GRANITE REAL ESTATE INVESTMENT | Common | 387437114 | 326 | 9,345 | SH | | SOLE | | 9,345 | 0 | 0 |
HALLIBURTON CO | Common | 406216951 | 4,921 | 100,000 | SH | Put | SOLE | | 100,000 | 0 | 0 |
HARSCO CORP | Common | 415864107 | 151 | 11,845 | SH | | SOLE | | 11,845 | 0 | 0 |
HCA HOLDINGS INC | Common | 40412C101 | 11,124 | 125,000 | SH | | SOLE | | 125,000 | 0 | 0 |
HCA HOLDINGS INC | Common | 40412C951 | 9,789 | 110,000 | SH | Put | SOLE | | 110,000 | 0 | 0 |
HERTZ GLOBAL HOLDINGS INC | Common | 42806J106 | 22,446 | 1,279,700 | SH | | SOLE | | 1,279,700 | 0 | 0 |
HEWLETT PACKARD ENTERPRIS | Common | 42824C109 | 359 | 15,158 | SH | | SOLE | | 15,158 | 0 | 0 |
ICONIX BRAND GROUP INC | Common | 451055107 | 187 | 24,801 | SH | | SOLE | | 24,801 | 0 | 0 |
ILLUMINA INC | Common | 452327959 | 3,413 | 20,000 | SH | Put | SOLE | | 20,000 | 0 | 0 |
INFINERA CORP | Common | 45667G103 | 4,399 | 430,000 | SH | | SOLE | | 430,000 | 0 | 0 |
INFINERA CORP | Common | 45667G953 | 1,944 | 190,000 | SH | Put | SOLE | | 190,000 | 0 | 0 |
INNOSPEC INC | Common | 45768S105 | 330 | 5,092 | SH | | SOLE | | 5,092 | 0 | 0 |
JIVE SOFTWARE INC | Common | 47760A108 | 49 | 11,304 | SH | | SOLE | | 11,304 | 0 | 0 |
JPMORGAN CHASE & CO | Common | 46625H100 | 1,011 | 11,506 | SH | | SOLE | | 11,506 | 0 | 0 |
KBR INC | Common | 48242W106 | 418 | 27,813 | SH | | SOLE | | 27,813 | 0 | 0 |
KINROSS GOLD CORP | Common | 496902404 | 5,578 | 1,583,497 | SH | | SOLE | | 1,583,497 | 0 | 0 |
LAMAR ADVERTISING CO-A | Common | 512816109 | 234 | 3,125 | SH | | SOLE | | 3,125 | 0 | 0 |
LIBERTY INTERACTIVE CORP Q-A | Common | 53071M104 | 6,006 | 300,000 | SH | | SOLE | | 300,000 | 0 | 0 |
LINCOLN NATIONAL CORP | Common | 534187109 | 884 | 13,500 | SH | | SOLE | | 13,500 | 0 | 0 |
LKQ CORP | Common | 501889208 | 10,684 | 365,000 | SH | | SOLE | | 365,000 | 0 | 0 |
LYONDELLBASELL INDU-CL A | Common | N53745100 | 8,253 | 90,500 | SH | | SOLE | | 90,500 | 0 | 0 |
LYONDELLBASELL INDU-CL A | Common | N53745950 | 5,471 | 60,000 | SH | Put | SOLE | | 60,000 | 0 | 0 |
MACY'S INC | Common | 55616P954 | 1,186 | 40,000 | SH | Put | SOLE | | 40,000 | 0 | 0 |
MAG SILVER CORP | Common | 55903Q104 | 2,082 | 159,203 | SH | | SOLE | | 159,203 | 0 | 0 |
MARATHON PETROLEUM CORP | Common | 56585A102 | 16,173 | 320,000 | SH | | SOLE | | 320,000 | 0 | 0 |
MASONITE INTERNATIONAL CORP | Common | 575385109 | 213 | 2,682 | SH | | SOLE | | 2,682 | 0 | 0 |
MCKESSON CORP | Common | 58155Q103 | 253 | 1,708 | SH | | SOLE | | 1,708 | 0 | 0 |
METLIFE INC | Common | 59156R108 | 239 | 4,525 | SH | | SOLE | | 4,525 | 0 | 0 |
MICROSOFT CORP | Common | 594918104 | 10,274 | 156,000 | SH | | SOLE | | 156,000 | 0 | 0 |
MICROSOFT CORP | Common | 594918954 | 3,952 | 60,000 | SH | Put | SOLE | | 60,000 | 0 | 0 |
MORGAN STANLEY | Common | 617446448 | 295 | 6,892 | SH | | SOLE | | 6,892 | 0 | 0 |
MTS SYSTEMS CORP | Common | 553777103 | 7,432 | 135,000 | SH | | SOLE | | 135,000 | 0 | 0 |
MURPHY OIL CORP | Common | 626717102 | 317 | 11,080 | SH | | SOLE | | 11,080 | 0 | 0 |
NEW SENIOR INVESTMENT GROUP | Common | 648691103 | 216 | 21,190 | SH | | SOLE | | 21,190 | 0 | 0 |
NOVAGOLD RESOURCES INC | Common | 66987E206 | 64 | 13,166 | SH | | SOLE | | 13,166 | 0 | 0 |
OMNICOM GROUP | Common | 681919106 | 269 | 3,125 | SH | | SOLE | | 3,125 | 0 | 0 |
ON SEMICONDUCTOR CORP | Common | 682189105 | 359 | 23,165 | SH | | SOLE | | 23,165 | 0 | 0 |
ORACLE CORP | Common | 68389X105 | 1,125 | 25,212 | SH | | SOLE | | 25,212 | 0 | 0 |
PAN AMERICAN SILVER CORP | Common | 697900108 | 236 | 13,486 | SH | | SOLE | | 13,486 | 0 | 0 |
PARK STERLING CORP | Common | 70086Y105 | 241 | 19,615 | SH | | SOLE | | 19,615 | 0 | 0 |
PFIZER INC | Common | 717081103 | 9,506 | 277,877 | SH | | SOLE | | 277,877 | 0 | 0 |
PFIZER INC | Common | 717081953 | 3,421 | 100,000 | SH | Put | SOLE | | 100,000 | 0 | 0 |
PNC FINANCIAL SERVICES GROUP | Common | 693475955 | 3,607 | 30,000 | SH | Put | SOLE | | 30,000 | 0 | 0 |
PRETIUM RESOURCES INC | Common | 74139C102 | 10,841 | 1,012,145 | SH | | SOLE | | 1,012,145 | 0 | 0 |
PROCTER & GAMBLE CO/THE | Common | 742718959 | 3,594 | 40,000 | SH | Put | SOLE | | 40,000 | 0 | 0 |
REALOGY HOLDINGS CORP | Common | 75605Y106 | 20,406 | 685,000 | SH | | SOLE | | 685,000 | 0 | 0 |
REINSURANCE GROUP OF AMERICA | Common | 759351604 | 387 | 3,050 | SH | | SOLE | | 3,050 | 0 | 0 |
ROYAL DUTCH SHELL-SPON ADR-A | Common | 780259206 | 372 | 7,052 | SH | | SOLE | | 7,052 | 0 | 0 |
SCHWAB CHARLES CORP | Common | 808513955 | 6,122 | 150,000 | SH | Put | SOLE | | 150,000 | 0 | 0 |
SCIENCE APPLICATIONS INTE | Common | 808625107 | 227 | 3,054 | SH | | SOLE | | 3,054 | 0 | 0 |
SILVER STANDARD RESOURCES | Common | 82823L106 | 4,383 | 413,118 | SH | | SOLE | | 413,118 | 0 | 0 |
SITEONE LANDSCAPE SUPPLY INC | Common | 82982L103 | 7,499 | 154,900 | SH | | SOLE | | 154,900 | 0 | 0 |
SOTHEBY'S | Common | 835898957 | 4,548 | 100,000 | SH | Put | SOLE | | 100,000 | 0 | 0 |
SPDR S&P 500 ETF TRUST | Common | 78462F103 | 30,835 | 130,800 | SH | | SOLE | | 130,800 | 0 | 0 |
STAPLES INC | Common | 855030102 | 206 | 23,523 | SH | | SOLE | | 23,523 | 0 | 0 |
SUPERIOR ENERGY SERVICES INC | Common | 868157108 | 144 | 10,105 | SH | | SOLE | | 10,105 | 0 | 0 |
TARGET CORP | Common | 87612E956 | 3,311 | 60,000 | SH | Put | SOLE | | 60,000 | 0 | 0 |
TEEKAY TANKERS LTD-CLASS A | Common | Y8565N102 | 153 | 74,790 | SH | | SOLE | | 74,790 | 0 | 0 |
TEREX CORP | Common | 880779103 | 414 | 13,175 | SH | | SOLE | | 13,175 | 0 | 0 |
THE WALT DISNEY CO. | Common | 254687956 | 6,803 | 60,000 | SH | Put | SOLE | | 60,000 | 0 | 0 |
TIME WARNER INC | Common | 887317953 | 5,863 | 60,000 | SH | Put | SOLE | | 60,000 | 0 | 0 |
TIMMINS GOLD CORP | Common | 88741P103 | 492 | 1,308,915 | SH | | SOLE | | 1,308,915 | 0 | 0 |
TRAVELERS COS INC | Common | 89417E109 | 476 | 3,950 | SH | | SOLE | | 3,950 | 0 | 0 |
TUPPERWARE BRANDS CORP | Common | 899896104 | 225 | 3,582 | SH | | SOLE | | 3,582 | 0 | 0 |
UBS GROUP AG-REG | Common | H42097107 | 169 | 10,625 | SH | | SOLE | | 10,625 | 0 | 0 |
VIRTUS INVESTMENT PARTNERS | Common | 92828Q109 | 380 | 3,587 | SH | | SOLE | | 3,587 | 0 | 0 |
VISTA GOLD CORP | Common | 927926303 | 3,267 | 3,203,217 | SH | | SOLE | | 3,203,217 | 0 | 0 |
VORNADO REALTY TRUST | Common | 929042109 | 314 | 3,127 | SH | | SOLE | | 3,127 | 0 | 0 |
VOYA FINANCIAL INC | Common | 929089100 | 296 | 7,805 | SH | | SOLE | | 7,805 | 0 | 0 |
WALGREENS BOOTS ALLIANCE INC | Common | 931427958 | 11,627 | 140,000 | SH | Put | SOLE | | 140,000 | 0 | 0 |
WAL-MART STORES INC | Common | 931142103 | 207 | 2,875 | SH | | SOLE | | 2,875 | 0 | 0 |
WESTERN DIGITAL CORP | Common | 958102105 | 14,435 | 174,910 | SH | | SOLE | | 174,910 | 0 | 0 |
WESTERN DIGITAL CORP | Common | 958102905 | 2,063 | 25,000 | SH | Call | SOLE | | 25,000 | 0 | 0 |
WHIRLPOOL CORP | Common | 963320106 | 240 | 1,400 | SH | | SOLE | | 1,400 | 0 | 0 |
WILLIS TOWERS WATSON PLC | Common | G96629103 | 17,670 | 135,000 | SH | | SOLE | | 135,000 | 0 | 0 |
WPX ENERGY INC | Common | 98212B103 | 166 | 12,400 | SH | | SOLE | | 12,400 | 0 | 0 |