SEC FORM 13F-HR
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete.
|
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
|
OMB APPROVAL |
OMB Number: | 3235-0006 |
Expires: | Oct 31, 2018 |
Estimated average burden |
hours per response: | 23.8 |
|
|
Report for the Calendar Year or Quarter Ended: | 06-30-2013 |
Check here if Amendment | | Amendment Number: |
This Amendment (Check only one.): | | is a restatement. |
| | adds new holdings entries. |
Institutional Investment Manager Filing this Report: |
Name: | LOEWS CORP |
Address: | 667 MADISON AVE |
|
| New York,
NY
10065-8087 |
Form 13F File Number: | 028-00217 |
The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager: |
Name: | Gary W. Garson |
Title: | General Counsel and Senior Vice President |
Phone: | 212-521-2932 |
Signature, Place, and Date of Signing: |
/s/ Gary W. Garson | New York,
NY | 08-13-2013 |
[Signature] | [City, State] | [Date] |
Due to the 8 character limitation in Column 8 under the SOLE column in the Information Table, the actual value has been replaced with 99999999. Please note in Column 5 under SHARES the number that should appear in Column 8 under SOLE also appears in Column 5. This applies to Boardwalk Pipeline Common Units, Cusip: 096627104, SOLE Column value of 102719466 and CNA Financial Corp, Cusip: 126117100, SOLE Column value of 242382673.
Loews Corporation (Loews), by virtue of its approximately 90% ownership of voting securities of CNA Financial Corporation whose business address is 333 South Wabash Avenue, Chicago, Illinois 60604 (CNA), may be deemed to have investment discretion regarding certain securities (the CNA Securities) as to which investment discretion is deemed to be exercised by CNA. CNA is reporting on behalf of Loews regarding the CNA Securities. |
Report Type (Check only one.): |
| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |
| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |
X | 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) |
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.] |
| | Form 13F File Number | Name |
| 28-346 | CNA Financial Corporation |
Form 13F Summary Page |
| Report Summary: |
| Number of Other Included Managers: | 1 | | |
| Form 13F Information Table Entry Total: | 185 |
| Form 13F Information Table Value Total: | 16,728,777 |
| (thousands) |
|
List of Other Included Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this report is filed, other than the
manager filing this report. |
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.] |
| No. | Form 13F File Number | Name |
| 1 | 28-15068 | Loews MIP, Inc. |
SEC FORM 13-F Information Table
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete.
|
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: | 3235-0006 |
Expires: | Oct 31, 2018 |
Estimated average burden |
hours per response: | 23.8 |
|
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMERICAN INTERNATIONAL GROUP | Common | 026874784 | 16,825 | 376,400 | SH | | SOLE | 0 | 376,400 | 0 | 0 |
AMKOR TECHNOLOGY INC | Common | 031652100 | 253 | 60,000 | SH | | SOLE | 0 | 60,000 | 0 | 0 |
ANADARKO PETROLEUM CORP | Common | 032511107 | 1,257 | 14,625 | SH | | SOLE | 0 | 14,625 | 0 | 0 |
APACHE CORP | Common | 037411105 | 342 | 4,080 | SH | | SOLE | 0 | 4,080 | 0 | 0 |
APPLE INC | Common | 037833100 | 99 | 250 | SH | | SOLE | 0 | 250 | 0 | 0 |
APPLE INC | Common | 037833100 | 4,957 | 12,500 | SH | | DFND | 1 | 0 | 12,500 | 0 |
ARC DOCUMENT SOLUTIONS INC | Common | 00191G103 | 43 | 10,825 | SH | | SOLE | 0 | 10,825 | 0 | 0 |
ASSURANT INC | Common | 04621X108 | 267 | 5,250 | SH | | SOLE | 0 | 5,250 | 0 | 0 |
AURICO GOLD INC | Common | 05155C105 | 1,617 | 370,048 | SH | | SOLE | 0 | 370,048 | 0 | 0 |
AVNET INC | Common | 053807103 | 326 | 9,700 | SH | | SOLE | 0 | 9,700 | 0 | 0 |
B2GOLD CORP | Common | 11777Q209 | 2,679 | 1,258,105 | SH | | SOLE | 0 | 1,258,105 | 0 | 0 |
BAKER HUGHES INC | Common | 057224107 | 262 | 5,675 | SH | | SOLE | 0 | 5,675 | 0 | 0 |
BANK OF AMERICA CORP | Common | 060505104 | 160 | 12,443 | SH | | SOLE | 0 | 12,443 | 0 | 0 |
BANK OF AMERICA CORP | Common | 060505104 | 11,574 | 900,000 | SH | | DFND | 1 | 0 | 900,000 | 0 |
BANK OF AMERICA CORP | Warrant | 060505153 | 1,608 | 125,000 | SH | | SOLE | 0 | 125,000 | 0 | 0 |
BARRICK GOLD CORP | Common | 067901108 | 1,820 | 115,631 | SH | | SOLE | 0 | 115,631 | 0 | 0 |
BARRICK GOLD CORP | Common | 067901908 | 3,148 | 200,000 | SH | Call | SOLE | 0 | 200,000 | 0 | 0 |
BARRICK GOLD CORP | Common | 067901958 | 4,881 | 310,100 | SH | Put | SOLE | 0 | 310,100 | 0 | 0 |
BOEING CO. | Common | 097023105 | 307 | 3,000 | SH | | SOLE | 0 | 3,000 | 0 | 0 |
BOEING CO. | Common | 097023955 | 4,098 | 40,000 | SH | Put | SOLE | 0 | 40,000 | 0 | 0 |
BP PLC-SPONS ADR | Common | 055622104 | 356 | 8,540 | SH | | SOLE | 0 | 8,540 | 0 | 0 |
BROCADE COMMUNICATIONS SYS | Common | 111621306 | 2,189 | 380,000 | SH | | SOLE | 0 | 380,000 | 0 | 0 |
BOARDWALK PIPELINE COMMON UNITS | Common | 096627104 | 3,102,128 | 102,719,466 | SH | | SOLE | 0 | 99,999,999 | 0 | 0 |
CAL DIVE INTERNATIONAL INC | Common | 12802T101 | 102 | 54,028 | SH | | SOLE | 0 | 54,028 | 0 | 0 |
CAMECO CORP | Common | 13321L108 | 207 | 10,000 | SH | | SOLE | 0 | 10,000 | 0 | 0 |
CAMECO CORP | Common | 13321L958 | 1,653 | 80,000 | SH | Put | SOLE | 0 | 80,000 | 0 | 0 |
CAPITAL ONE FINANCIAL CORP | Common | 14040H105 | 18,843 | 300,000 | SH | | SOLE | 0 | 300,000 | 0 | 0 |
CAPLEASE INC | Common | 140288101 | 283 | 33,498 | SH | | SOLE | 0 | 33,498 | 0 | 0 |
CARDINAL HEALTH INC | Common | 14149Y108 | 944 | 20,000 | SH | | SOLE | 0 | 20,000 | 0 | 0 |
CARDINAL HEALTH INC | Common | 14149Y958 | 4,720 | 100,000 | SH | Put | SOLE | 0 | 100,000 | 0 | 0 |
CARPENTER TECHNOLOGY INC. | Common | 144285103 | 326 | 7,236 | SH | | SOLE | 0 | 7,236 | 0 | 0 |
CASH AMERICA INTL INC | Common | 14754D950 | 2,955 | 65,000 | SH | Put | SOLE | 0 | 65,000 | 0 | 0 |
CATERPILLAR INC | Common | 149123901 | 32,996 | 400,000 | SH | Call | DFND | 1 | 0 | 400,000 | 0 |
CBS CORP-CLASS B NON VOTING | Common | 124857202 | 3,665 | 75,000 | SH | | DFND | 1 | 0 | 75,000 | 0 |
CF INDUSTRIES HOLDINGS INC | Common | 125269100 | 16,584 | 96,700 | SH | | SOLE | 0 | 96,700 | 0 | 0 |
CF INDUSTRIES HOLDINGS INC | Common | 125269950 | 3,430 | 20,000 | SH | Put | SOLE | 0 | 20,000 | 0 | 0 |
CHARTER COMMUNICATION-A | Common | 16117M305 | 18,578 | 150,000 | SH | | DFND | 1 | 0 | 150,000 | 0 |
CIENA CORP | Common | 171779309 | 3,109 | 160,000 | SH | | SOLE | 0 | 160,000 | 0 | 0 |
CIENA CORP | Common | 171779959 | 3,886 | 200,000 | SH | Put | SOLE | 0 | 200,000 | 0 | 0 |
CISCO SYSTEMS INC | Common | 17275R102 | 12,168 | 500,000 | SH | | SOLE | 0 | 500,000 | 0 | 0 |
CITIGROUP INC | Common | 172967424 | 613 | 12,788 | SH | | SOLE | 0 | 12,788 | 0 | 0 |
CITIGROUP INC | Common | 172967954 | 5,756 | 120,000 | SH | Put | SOLE | 0 | 120,000 | 0 | 0 |
CLIFFS NATURAL RESOURCES INC | Common | 18683K101 | 162 | 10,000 | SH | | SOLE | 0 | 10,000 | 0 | 0 |
CLIFFS NATURAL RESOURCES INC | Common | 18683K951 | 1,625 | 100,000 | SH | Put | SOLE | 0 | 100,000 | 0 | 0 |
CNA FINANCIAL CORP | Common | 126117100 | 7,906,523 | 242,382,673 | SH | | SOLE | 0 | 99,999,999 | 0 | 0 |
CNO FINANCIAL GROUP INC | Common | 12621E103 | 429 | 33,100 | SH | | SOLE | 0 | 33,100 | 0 | 0 |
COEUR MINING INC | Common | 192108504 | 1,843 | 138,544 | SH | | SOLE | 0 | 138,544 | 0 | 0 |
COMCAST CORP-SPECIAL CL A | Common | 20030N200 | 555 | 14,000 | SH | | SOLE | 0 | 14,000 | 0 | 0 |
COMSTOCK MINING INC | Common | 205750102 | 183 | 111,020 | SH | | SOLE | 0 | 111,020 | 0 | 0 |
CONSTELLATION BRANDS INC-A | Common | 21036P108 | 22,505 | 431,800 | SH | | SOLE | 0 | 431,800 | 0 | 0 |
CORNING INC | Common | 219350955 | 2,848 | 200,000 | SH | Put | SOLE | 0 | 200,000 | 0 | 0 |
CRAY INC | Common | 225223304 | 202 | 10,284 | SH | | SOLE | 0 | 10,284 | 0 | 0 |
CUMMINS INC | Common | 231021106 | 5,423 | 50,000 | SH | | DFND | 1 | 0 | 50,000 | 0 |
CUMMINS INC | Common | 231021956 | 4,338 | 40,000 | SH | Put | SOLE | 0 | 40,000 | 0 | 0 |
DEERE & CO | Common | 244199105 | 528 | 6,500 | SH | | SOLE | 0 | 6,500 | 0 | 0 |
DELL INC | Common | 24702R101 | 179 | 13,375 | SH | | SOLE | 0 | 13,375 | 0 | 0 |
DELPHI AUTOMOTIVE PLC | Common | G27823106 | 271 | 5,350 | SH | | SOLE | 0 | 5,350 | 0 | 0 |
DELTA AIR LINES INC | Common | 247361702 | 474 | 25,350 | SH | | SOLE | 0 | 25,350 | 0 | 0 |
DENBURY RESOURCES INC | Common | 247916208 | 9,786 | 565,000 | SH | | SOLE | 0 | 565,000 | 0 | 0 |
DEVON ENERGY CORPORATION | Common | 25179M103 | 504 | 9,715 | SH | | SOLE | 0 | 9,715 | 0 | 0 |
DIAMOND OFFSHORE DRILLING | Common | 25271C102 | 4,822,497 | 70,104,620 | SH | | SOLE | 0 | 70,104,620 | 0 | 0 |
DU PONT E.I. DE NEMOURS | Common | 263534109 | 2,100 | 40,000 | SH | | SOLE | 0 | 40,000 | 0 | 0 |
DU PONT E.I. DE NEMOURS | Common | 263534959 | 5,250 | 100,000 | SH | Put | SOLE | 0 | 100,000 | 0 | 0 |
EXETER RESOURCE CORP | Common | 301835104 | 464 | 642,545 | SH | | SOLE | 0 | 642,545 | 0 | 0 |
EZCORP INC-CL A | Common | 302301106 | 177 | 10,473 | SH | | SOLE | 0 | 10,473 | 0 | 0 |
FEDEX CORP | Common | 31428X106 | 927 | 9,400 | SH | | SOLE | 0 | 9,400 | 0 | 0 |
GASLOG LTD | Common | G37585109 | 6,688 | 522,500 | SH | | SOLE | 0 | 522,500 | 0 | 0 |
GENERAL MOTORS CO. | Common | 37045V100 | 14,990 | 450,000 | SH | | SOLE | 0 | 450,000 | 0 | 0 |
GENERAL MOTORS CO. | Common | 37045V100 | 16,655 | 500,000 | SH | | DFND | 1 | 0 | 500,000 | 0 |
GENERAL MOTORS CO. | Warrant | 37045V126 | 1,359 | 40,800 | SH | | SOLE | 0 | 40,800 | 0 | 0 |
GLAXO SMITH KLINE PLC-SPON ADR | Common | 37733W105 | 15,491 | 310,000 | SH | | SOLE | 0 | 310,000 | 0 | 0 |
GLOBAL CASH ACCESS HOLDINGS | Common | 378967103 | 237 | 37,844 | SH | | SOLE | 0 | 37,844 | 0 | 0 |
GOLDCORP INC | Common | 380956409 | 1,484 | 60,000 | SH | | SOLE | 0 | 60,000 | 0 | 0 |
GOLDCORP INC | Common | 380956959 | 1,484 | 60,000 | SH | Put | SOLE | 0 | 60,000 | 0 | 0 |
GOLDMAN SACHS GROUP INC | Common | 38141G104 | 227 | 1,500 | SH | | SOLE | 0 | 1,500 | 0 | 0 |
GRANITE REAL ESTATE INVESTMENT | Common | 387437114 | 235 | 6,800 | SH | | SOLE | 0 | 6,800 | 0 | 0 |
GREEN PLAINS RENEWABLE ENERGY | Common | 393222104 | 326 | 24,500 | SH | | SOLE | 0 | 24,500 | 0 | 0 |
HARSCO CORP | Common | 415864107 | 208 | 8,975 | SH | | SOLE | 0 | 8,975 | 0 | 0 |
HARTE-HANKS INC | Common | 416196103 | 130 | 15,064 | SH | | SOLE | 0 | 15,064 | 0 | 0 |
HECLA MINING CO | Common | 422704106 | 739 | 248,094 | SH | | SOLE | 0 | 248,094 | 0 | 0 |
HERTZ GLOBAL HOLDINGS INC | Common | 42805T955 | 2,480 | 100,000 | SH | Put | SOLE | 0 | 100,000 | 0 | 0 |
HEWLETT-PACKARD CO | Common | 428236103 | 8,121 | 327,445 | SH | | SOLE | 0 | 327,445 | 0 | 0 |
HOME DEPOT INC | Common | 437076102 | 19,368 | 250,000 | SH | | DFND | 1 | 0 | 250,000 | 0 |
HOSPITALITY PROPERTIES TRUST | Common | 44106M102 | 223 | 8,500 | SH | | SOLE | 0 | 8,500 | 0 | 0 |
IAMGOLD CORP | Common | 450913108 | 2,333 | 555,138 | SH | | SOLE | 0 | 555,138 | 0 | 0 |
INFINERA CORP | Common | 45667G103 | 4,908 | 460,000 | SH | | SOLE | 0 | 460,000 | 0 | 0 |
ING US INC | Common | 45685E106 | 225 | 8,300 | SH | | SOLE | 0 | 8,300 | 0 | 0 |
INTERPUBLIC GROUP OF COS INC | Common | 460690100 | 286 | 19,650 | SH | | SOLE | 0 | 19,650 | 0 | 0 |
INTL BUSINESS MACHINES CORP | Common | 459200101 | 1,576 | 8,249 | SH | | SOLE | 0 | 8,249 | 0 | 0 |
INVESCO LTD | Common | G491BT108 | 232 | 7,300 | SH | | SOLE | 0 | 7,300 | 0 | 0 |
ISHARES MSCI EMERGING MARKET | Common | 464287904 | 38,500 | 1,000,000 | SH | Call | DFND | 1 | 0 | 1,000,000 | 0 |
JOHNSON & JOHNSON | Common | 478160104 | 552 | 6,432 | SH | | SOLE | 0 | 6,432 | 0 | 0 |
JPMORGAN CHASE & CO | Common | 46625H100 | 20,373 | 385,933 | SH | | SOLE | 0 | 385,933 | 0 | 0 |
JPMORGAN CHASE & CO | Common | 46625H900 | 79,185 | 1,500,000 | SH | Call | DFND | 1 | 0 | 1,500,000 | 0 |
KIMBER RESOURCES INC | Common | 49435N101 | 52 | 641,515 | SH | | SOLE | 0 | 641,515 | 0 | 0 |
KINROSS GOLD CORP | Common | 496902404 | 4,781 | 937,510 | SH | | SOLE | 0 | 937,510 | 0 | 0 |
L-3 COMMUNICATIONS HOLDINGS | Common | 502424104 | 220 | 2,571 | SH | | SOLE | 0 | 2,571 | 0 | 0 |
LINCOLN NATIONAL CORP | Common | 534187109 | 766 | 21,000 | SH | | SOLE | 0 | 21,000 | 0 | 0 |
LOWE'S COS INC | Common | 548661107 | 818 | 20,000 | SH | | SOLE | 0 | 20,000 | 0 | 0 |
LOWE'S COS INC | Common | 548661957 | 4,090 | 100,000 | SH | Put | SOLE | 0 | 100,000 | 0 | 0 |
MAG SILVER CORP | Common | 55903Q104 | 1,233 | 210,888 | SH | | SOLE | 0 | 210,888 | 0 | 0 |
MANITOWOC CO INC. | Common | 563571108 | 3,134 | 175,000 | SH | | DFND | 1 | 0 | 175,000 | 0 |
MANITOWOC CO INC. | Common | 563571908 | 17,910 | 1,000,000 | SH | Call | DFND | 1 | 0 | 1,000,000 | 0 |
MARKET VECTORS GOLD MINERS | Common | 57060U950 | 980 | 40,000 | SH | Put | SOLE | 0 | 40,000 | 0 | 0 |
MARKET VECTORS JR GOLD MINER | Common | 57060U589 | 2,709 | 295,700 | SH | | SOLE | 0 | 295,700 | 0 | 0 |
MARKET VECTORS JR GOLD MINER | Common | 57060U909 | 1,832 | 200,000 | SH | Call | SOLE | 0 | 200,000 | 0 | 0 |
MARKET VECTORS JR GOLD MINER | Common | 57060U959 | 2,931 | 320,000 | SH | Put | SOLE | 0 | 320,000 | 0 | 0 |
MARTIN MARIETTA MATERIALS | Common | 573284106 | 2,953 | 30,000 | SH | | SOLE | 0 | 30,000 | 0 | 0 |
MARTIN MARIETTA MATERIALS | Common | 573284956 | 2,953 | 30,000 | SH | Put | SOLE | 0 | 30,000 | 0 | 0 |
MCKESSON CORP | Common | 58155Q953 | 6,870 | 60,000 | SH | Put | SOLE | 0 | 60,000 | 0 | 0 |
MEDTRONIC INC | Common | 585055106 | 13,855 | 269,195 | SH | | SOLE | 0 | 269,195 | 0 | 0 |
MERCK & CO. INC. | Common | 58933Y105 | 324 | 6,982 | SH | | SOLE | 0 | 6,982 | 0 | 0 |
METLIFE INC | Common | 59156R108 | 686 | 15,000 | SH | | SOLE | 0 | 15,000 | 0 | 0 |
MICROSOFT CORP | Common | 594918104 | 26,201 | 758,472 | SH | | SOLE | 0 | 758,472 | 0 | 0 |
MICROSOFT CORP | Common | 594918904 | 8,982 | 260,000 | SH | Call | SOLE | 0 | 260,000 | 0 | 0 |
MICROSOFT CORP | Common | 594918954 | 12,091 | 350,000 | SH | Put | SOLE | 0 | 350,000 | 0 | 0 |
MIDWAY GOLD CORP | Common | 598153104 | 180 | 197,679 | SH | | SOLE | 0 | 197,679 | 0 | 0 |
MOLYCORP INC | Common | 608753959 | 620 | 100,000 | SH | Put | SOLE | 0 | 100,000 | 0 | 0 |
MONSTER WORLDWIDE INC | Common | 611742107 | 72 | 14,575 | SH | | SOLE | 0 | 14,575 | 0 | 0 |
MORGAN STANLEY | Common | 617446448 | 200 | 8,204 | SH | | SOLE | 0 | 8,204 | 0 | 0 |
MUELLER WATER PRODUCTS INC-A | Common | 624758108 | 191 | 27,603 | SH | | SOLE | 0 | 27,603 | 0 | 0 |
NASDAQ OMX GROUP | Common | 631103108 | 21,314 | 650,000 | SH | | SOLE | 0 | 650,000 | 0 | 0 |
NATIONAL OILWELL VARCO INC | Common | 637071101 | 15,158 | 219,998 | SH | | SOLE | 0 | 219,998 | 0 | 0 |
NATIONSTAR MORTGAGE HOLDINGS | Common | 63861C109 | 5,616 | 150,000 | SH | | DFND | 1 | 0 | 150,000 | 0 |
NEWMONT MINING CORP | Common | 651639106 | 7,787 | 260,000 | SH | | SOLE | 0 | 260,000 | 0 | 0 |
NEWMONT MINING CORP | Common | 651639906 | 5,990 | 200,000 | SH | Call | SOLE | 0 | 200,000 | 0 | 0 |
NEWMONT MINING CORP | Common | 651639956 | 4,792 | 160,000 | SH | Put | SOLE | 0 | 160,000 | 0 | 0 |
NOVACOPPER INC | Common | 66988K102 | 303 | 173,076 | SH | | SOLE | 0 | 173,076 | 0 | 0 |
NOVAGOLD RESOURCES INC | Common | 66987E206 | 2,191 | 1,038,460 | SH | | SOLE | 0 | 1,038,460 | 0 | 0 |
OCCIDENTAL PETROLEUM CORP | Common | 674599105 | 1,243 | 13,930 | SH | | SOLE | 0 | 13,930 | 0 | 0 |
OMNICOM GROUP | Common | 681919106 | 237 | 3,775 | SH | | SOLE | 0 | 3,775 | 0 | 0 |
ORACLE CORP | Common | 68389X105 | 18,091 | 589,090 | SH | | SOLE | 0 | 589,090 | 0 | 0 |
OWENS CORNING | Common | 690742101 | 217 | 5,550 | SH | | SOLE | 0 | 5,550 | 0 | 0 |
P G & E CORP | Common | 69331C108 | 574 | 12,553 | SH | | SOLE | 0 | 12,553 | 0 | 0 |
PAN AMERICAN SILVER CORP | Common | 697900108 | 491 | 42,176 | SH | | SOLE | 0 | 42,176 | 0 | 0 |
PARK STERLING CORP | Common | 70086Y105 | 121 | 20,415 | SH | | SOLE | 0 | 20,415 | 0 | 0 |
PFIZER INC | Common | 717081103 | 12,620 | 450,541 | SH | | SOLE | 0 | 450,541 | 0 | 0 |
PMC - SIERRA INC | Common | 69344F106 | 1,906 | 300,000 | SH | | SOLE | 0 | 300,000 | 0 | 0 |
PNC FINANCIAL SERVICES GROUP | Common | 693475105 | 8,976 | 123,089 | SH | | SOLE | 0 | 123,089 | 0 | 0 |
PPL CORPORATION | Common | 69351T106 | 908 | 30,000 | SH | | SOLE | 0 | 30,000 | 0 | 0 |
PRETIUM RESOURCES INC | Common | 74139C102 | 2,382 | 358,942 | SH | | SOLE | 0 | 358,942 | 0 | 0 |
REINSURANCE GROUP OF AMERICA | Common | 759351604 | 553 | 8,000 | SH | | SOLE | 0 | 8,000 | 0 | 0 |
RENT-A-CENTER INC | Common | 76009N100 | 334 | 8,889 | SH | | SOLE | 0 | 8,889 | 0 | 0 |
ROYAL DUTCH SHELL PLC-ADR | Common | 780259206 | 267 | 4,184 | SH | | SOLE | 0 | 4,184 | 0 | 0 |
RUBICON MINERALS CORP | Common | 780911103 | 1,799 | 1,401,817 | SH | | SOLE | 0 | 1,401,817 | 0 | 0 |
SANDSTORM GOLD LTD | Common | 80013R206 | 1,693 | 288,626 | SH | | SOLE | 0 | 288,626 | 0 | 0 |
SCHLUMBERGER LTD | Common | 806857108 | 11,824 | 165,000 | SH | | SOLE | 0 | 165,000 | 0 | 0 |
SCHWAB CHARLES CORP | Common | 808513105 | 2,548 | 120,000 | SH | | SOLE | 0 | 120,000 | 0 | 0 |
SCHWAB CHARLES CORP | Common | 808513955 | 1,274 | 60,000 | SH | Put | SOLE | 0 | 60,000 | 0 | 0 |
SPRINT COMMUNICATIONS INC | Common | 852061100 | 93 | 13,271 | SH | | SOLE | 0 | 13,271 | 0 | 0 |
STAPLES INC | Common | 855030102 | 6,114 | 385,266 | SH | | SOLE | 0 | 385,266 | 0 | 0 |
STILLWATER MINING CO | Common | 86074Q102 | 5,370 | 499,963 | SH | | SOLE | 0 | 499,963 | 0 | 0 |
SUNCOR ENERGY INC | Common | 867224107 | 17,104 | 580,000 | SH | | SOLE | 0 | 580,000 | 0 | 0 |
SYNOVUS FINANCIAL CORP | Common | 87161C105 | 53 | 18,225 | SH | | SOLE | 0 | 18,225 | 0 | 0 |
TE CONNECTIVITY LTD | Common | H84989104 | 230 | 5,050 | SH | | SOLE | 0 | 5,050 | 0 | 0 |
TESLA MOTORS INC | Common | 88160R101 | 3,758 | 35,000 | SH | | DFND | 1 | 0 | 35,000 | 0 |
TESLA MOTORS INC 1.5% 2018/06/01 | Corp | 88160RAA9 | 3,377 | 3,000,000 | PRN | | DFND | 1 | 0 | 3,000,000 | 0 |
TEVA PHARMACEUTICAL-SP ADR | Common | 881624209 | 226 | 5,755 | SH | | SOLE | 0 | 5,755 | 0 | 0 |
THORATEC CORP | Common | 885175307 | 689 | 22,000 | SH | | SOLE | 0 | 22,000 | 0 | 0 |
TIME WARNER CABLE | Common | 88732J207 | 14,060 | 125,000 | SH | | DFND | 1 | 0 | 125,000 | 0 |
TRAVELERS COS INC | Common | 89417E109 | 1,039 | 13,000 | SH | | SOLE | 0 | 13,000 | 0 | 0 |
UBS AG-REG | Common | H89231338 | 211 | 12,425 | SH | | SOLE | 0 | 12,425 | 0 | 0 |
UNITED PARCEL SERVICE-CL B | Common | 911312106 | 5,189 | 60,000 | SH | | SOLE | 0 | 60,000 | 0 | 0 |
UNITED PARCEL SERVICE-CL B | Common | 911312956 | 8,648 | 100,000 | SH | Put | SOLE | 0 | 100,000 | 0 | 0 |
UNITED TECHNOLOGIES CORP | Common | 913017959 | 5,576 | 60,000 | SH | Put | SOLE | 0 | 60,000 | 0 | 0 |
URANIUM ENERGY CORP | Common | 916896103 | 129 | 71,967 | SH | | SOLE | 0 | 71,967 | 0 | 0 |
VALASSIS COMMUNICATIONS INC | Common | 918866104 | 208 | 8,475 | SH | | SOLE | 0 | 8,475 | 0 | 0 |
VIACOM INC-CLASS B | Common | 92553P201 | 1,701 | 25,000 | SH | | DFND | 1 | 0 | 25,000 | 0 |
VIRTUS INVESTMENT PARTNERS | Common | 92828Q109 | 280 | 1,587 | SH | | SOLE | 0 | 1,587 | 0 | 0 |
VISTA GOLD CORP | Common | 927926303 | 1,706 | 1,758,748 | SH | | SOLE | 0 | 1,758,748 | 0 | 0 |
WALTER ENERGY INC | Common | 93317Q105 | 153 | 14,735 | SH | | SOLE | 0 | 14,735 | 0 | 0 |
WALTER ENERGY INC | Common | 93317Q955 | 124 | 11,900 | SH | Put | SOLE | 0 | 11,900 | 0 | 0 |
WELLPOINT INC | Common | 94973V107 | 385 | 4,700 | SH | | SOLE | 0 | 4,700 | 0 | 0 |
WELLS FARGO & CO | Common | 949746101 | 16,508 | 400,000 | SH | | SOLE | 0 | 400,000 | 0 | 0 |
WESTERN DIGITAL CORP | Common | 958102105 | 9,934 | 160,000 | SH | | SOLE | 0 | 160,000 | 0 | 0 |
WESTERN DIGITAL CORP | Common | 958102905 | 5,899 | 95,000 | SH | Call | SOLE | 0 | 95,000 | 0 | 0 |
WET SEAL CL A | Common | 961840105 | 64 | 13,500 | SH | | SOLE | 0 | 13,500 | 0 | 0 |
WHIRLPOOL CORP | Common | 963320956 | 6,857 | 60,000 | SH | Put | SOLE | 0 | 60,000 | 0 | 0 |
WHITING PETROLEUM CORP | Common | 966387102 | 369 | 8,000 | SH | | SOLE | 0 | 8,000 | 0 | 0 |
WISDOMTREE JAPAN HEDGED EQ | Common | 97717W851 | 20,524 | 450,000 | SH | | DFND | 1 | 0 | 450,000 | 0 |
WISDOMTREE JAPAN HEDGED EQ | Common | 97717W901 | 15,964 | 350,000 | SH | Call | DFND | 1 | 0 | 350,000 | 0 |
WPX ENERGY INC | Common | 98212B103 | 574 | 30,280 | SH | | SOLE | 0 | 30,280 | 0 | 0 |
XEROX CORP | Common | 984121103 | 943 | 103,975 | SH | | SOLE | 0 | 103,975 | 0 | 0 |
ZOETIS INC | Common | 98978V103 | 3,910 | 126,568 | SH | | SOLE | 0 | 126,568 | 0 | 0 |
ZOLTEK COMPANIES INC | Common | 98975W104 | 1,549 | 120,000 | SH | | SOLE | 0 | 120,000 | 0 | 0 |